A/HRC/24/44
D.
Ensuring participation and empowerment
76.
The participation of concerned communities in decision-making processes is a
human rights principle and a human right in itself. Some see it as a hurdle as it costs money
and time. However, meaningful participation is also a guarantee of sustainability – as the
integral basic sanitation (SABA) model in Peru or the safe water committees in Nicaragua
have shown, the participation of communities in the design, construction, management and
operation of services creates a greater willingness to use and to pay for water and
sanitation, and better entrenches hygiene habits. True participation requires meaningful
opportunities to freely and actively influence decisions, not mere superficial consultation or
information sharing (A/HRC/18/33, paras. 68-69). Such a process entails providing
information through multiple channels, enabling participation in transparent and inclusive
processes, ensuring that funds are appropriately spent on interventions that are needed and
strengthening the capacities of individuals and civil society to engage (ibid.).
E.
Effective monitoring and independent regulation
77.
A well-structured system of monitoring will incorporate indicators and collect
disaggregated data to determine if access to water and sanitation is sustained and nondiscriminatory. Governments must look beyond the averages and aggregated data to
consider inequalities based on where an individual lives, the wealth quintile he or she is in,
to which ethnic group he or she belongs, and how other forms of discrimination affect him
or her. Moreover they must monitor whether services are sustained, and in cases of slippage
must collect information on the reasons for the latter.
78.
Strong community-based monitoring strategies can improve how information is
specifically disaggregated to identify marginalized groups and the reasons why
retrogressions or slippages occur. This also promotes transparency, participation and
accountability, as the community becomes more involved and information becomes easily
accessible.
79.
The monitoring of sustainability is not being undertaken in a systematic manner.
Only 7 per cent of total investments in water are devoted to maintenance and monitoring;72
and water systems are rarely visited after being built. One of the reasons for this lack of
sustainability monitoring might reside in the fact that the Millennium Development Goals
framework counts only the numbers of those who have gained access, ignoring whether
anyone among those have lost access.
80.
Donors increasingly advocate for comprehensive systems for monitoring the
sustainability of water and sanitation interventions. Some seek to include a sustainability
clause in their contracts with implementers as a means to verify whether sustainability
criteria are being met. Similarly, the United Nations Children’s Fund (UNICEF) has
developed sustainability checks aimed at auditing the water supply and open-defecationfree status of communities after the project has ended. These checks examine several
institutional, social, technical and financial indicators to measure sustainability. From a
human rights perspective, it is crucial to complement such tools with equality criteria to
ensure that all in society benefit. Moreover, such sustainability checks must not be
perceived as a donor-driven initiative applied on a project level, but must be incorporated
more broadly in the sector.
81.
When it comes to the adoption of policies that might have a detrimental effect on the
human rights to water and sanitation, ex ante and ex post human rights assessments are
72
20
GLAAS Report, p. 4.