A/69/299
on the responsibilities of transnational corporations and other business enterprises
with regard to human rights (E/CN.4/Sub.2/2003/12/Rev.2), which sought to confer
non-voluntary direct obligations on transnational corporations and business
enterprises. The Commission on Human Rights did not adopt the norms, owing in
part to strong opposition from States and business entities. In 2005, the
Commission, in resolution 2005/69, requested the Secretary-General to appoint a
special representative on the issue of human rights and transnational corporations
and other business enterprises.
40. The Special Representative submitted, in his final report in 2011, Guiding
Principles on Business and Human Rights: Implementing the United Nations
“Protect, Respect and Remedy” Framework ( A/HRC/17/31, annex). The first pillar,
protect, reflects the existence in international human rights law of a binding
obligation on States to protect individuals from actions of third parties. The pillar
requires States to take measures such as instituting laws to hold transnatio nal
corporations accountable for their transgressions (principle 1). It could be argued,
however, that the State obligation to protect, which is already an important
obligation of States under international human rights law, has been ineffective
against transnational corporations.
41. The second pillar reflects the obligation of transnational corporations to
respect human rights (principle 11). Pursuant to the responsibility to respect,
transnational corporations have a responsibility to conduct due dilige nce to identify
and address adverse human rights impacts caused by their activities; such due
diligence should involve the participation of affected communities (principle 18,
commentary). However, because the framework and Guiding Principles reflect
existing international law standards and reflect the responsibility to respect only as
based on “a global standard of expected conduct” for corporations rather than
specific obligations enshrined in binding treaty provisions (principle 11,
commentary), it has been argued that there is no legally binding obligation requiring
transnational corporations to conduct this due diligence. 36 The rationale appears to
be that non-binding responsibilities make good market sense, which itself should
provide incentives for transnational corporations to comply with their pledges. For
example, the Guiding Principles mention that compliance with responsibilities may
be ensured where a transnational corporation institutes policies and procedures that
set financial and other performance incentives for personnel. 37 However, providing
incentives for compliance makes respect for rights a means to attain an end (the
promised incentive), but does not foster respect for rights in and of themselves.
42. The third pillar of the framework requires States to ensure individuals’ access
to an effective remedy through judicial, administrative, legislative or other
appropriate means when abuses occur within their territory and/or jurisdiction
(principle 25). An aspect of access to remedy is that corporations should establish or
participate in effective, operational-level grievance mechanisms (principle 29).
Given that access to remedy is an aspect of States’ obligation to protect, however,
__________________
36
37
14-59014
See Olga Martin-Ortega, “Human rights due diligence for corporations: from voluntary
standards to hard law at last?”, Netherlands Quarterly of Human Rights, vol. 32, No. 1
(March 2014), pp. 55-57.
Ibid., p. 16.
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