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democratic society”.8 Permissible limitations must also comply with general
principles of human rights law, and must thus be non-discriminatory, reasonable and
proportionate.9 Compliance with these principles requires, for example, that any
restrictive measures must be appropriate means of achieving the aims pursued, and
that limitations must not be more severe than is necessary for the attainment of the
aim sought.
20. Considering that the primary objective of the human rights framework is to
protect the rights of individuals rather than permit the imposition of limitations by
the State, States have the burden of demonstrating that the restrictions imposed on
the exercise of rights by those living in poverty comply with all these criteria and
are therefore legitimate, reasonable and proportionate to the aim sought.
Restrictions that are not in conformity with these criteria constitute a violation of
human rights norms.
21. States often draw on the enumerated permissible limitations to justify the
adoption of penalization measures. However, in practice, penalization measures are
motivated by a combination of factors. Some measures aim to remove any image of
poverty, such as the removal of homeless persons and beggars from urban centres, in
order to beautify the city and attract investment and development. Other measures
are justified as necessary to reach the “deserving poor”, or to satisfy critics of
“lenient” social policies and therefore gain political support for an initiative. From a
human rights perspective, these justifications require cautious analysis to assess
whether or not the penalization measure pursues a legitimate aim under human
rights law and is proportionate to that aim. States must not impose more restrictive
measures than are required for the achievement of the purpose of the limitation.
22. Particular attention should be paid to economic justifications for penalization
measures. Economic reasons are not only outside the range of limitations
permissible under human rights law, they also contradict the reality that the
implementation of penalization measures is extremely costly. Penalization measures
necessitate greater numbers of law enforcement and public service staff; increase
the number of individuals in the penal and criminal justice systems; and require
considerable outlays on administrative monitoring procedures, such as means testing
and benefit surveillance.
23. In many cases, the cost of employing reactive penalization measures greatly
outweighs the costs that would be incurred in addressing the root causes of poverty
and exclusion. If resources dedicated to policing, surveillance and detention were
instead invested in addressing the causes of poverty and improving access to public
services, including social housing, States could drastically improve the lives of
persons living in poverty and ensure that the maximum available resources are
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8
9
8
International Covenant on Civil and Political Rights, arts. 18, 19, 21 and 22; International
Covenant on Economic, Social and Cultural Rights, art. 4; European Social Charter, art. 31.1;
Protocol of San Salvador, art. 5. The content of these requirements has been developed
extensively elsewhere. See, for example, the Siracusa Principles on the Limitation and
Derogation Provisions in the International Covenant on Civil and Political Rights
(E/CN.4/1985/4, annex) and the Limburg Principles on the Implementation of the International
Covenant on Economic, Social and Cultural Rights (E/CN.4/1987/17, annex).
See principles 10 and 16 of the Siracusa Principles and principle 60 of the Limburg Principles
(note 8 above).
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