A/HRC/36/45/Add.1
31.
Regulators, as part of public authorities, must act in accordance with the provisions
of the international human rights treaties to which Portugal is a party. Their role also
includes ensuring human rights compliance on the part of the municipalities and other
entities that they regulate (see A/HRC/36/45). The Special Rapporteur urges the national
regulator to ensure that its own policies, procedures and activities comply with the
international human rights obligations of Portugal.
3.
Complexity in the Portuguese water sector
32.
During his visit, the Special Rapporteur observed several layers of tensions within
the Portuguese water and sanitation sector. He noted that the institutional reform in the
water sector that has been implemented in Portugal over the past two decades is facing
challenges due to those tensions, especially with regard to the decision-making process
involving different institutional actors. All actors that are part of the institutional framework
of the water and sanitation sectors are tasked with key roles and responsibilities in
respecting, protecting and fulfilling the human rights to water and sanitation. Therefore,
tensions among those actors may have a negative impact on how they carry out their
operations and their level of success in reaching their goal of providing water and sanitation
services to the population. That in turn may affect or otherwise harm the enjoyment of the
human rights to water and sanitation. The Special Rapporteur highlights the fact that such
tensions could become the root cause of situations that require attention under the human
rights framework. In particular, the Special Rapporteur notes that the affordability of water
and sanitation for the most vulnerable populations, including the “new poor”, is a relevant
representation of that situation.
33.
Firstly, the Special Rapporteur observed that the tensions between the roles of the
bulk providers and of those responsible for retail provision had been present since the
implementation of the reform and that they remain strong. The resistance of a number of
municipalities to integrate into the bulk provision system has resulted in the coexistence of
different models for the provision of water supply services. The Special Rapporteur finds
that, while that diversity is not necessarily problematic, it seems to create institutional
asymmetries, different rights for different providers and, most significantly, different
conditions of access to the services by the population. The Special Rapporteur notes that the
differentiated treatment of providers affected municipalities’ ability to access funds from
the central Government and the European Union, thus negatively affecting the expansion of
the infrastructure of the water and sanitation network. Another complaint that the Special
Rapporteur came across is that some municipal authorities felt they did not have a free and
independent voice in decision-making processes regarding the bulk provision of water and
sanitation even when they are shareholders in the bulk provider corporation.
34.
One aspect of those tensions was the resistances of municipalities, mainly in joining
the bulk-level providers. In addition to the situation identified in the Setúbal Region, the
Special Rapporteur visited the region of Porto and observed how, at times, small
municipalities negatively viewed the model of splitting the provision in bulk and retail. In
one of the sites visited, local authorities explained that the municipality refused to join the
bulk-level service provider and were proud of managing a municipal service for water and
sanitation, both at the bulk and the retail levels. In another municipality, the Special
Rapporteur observed the discontent of the local authorities after they had joined the bulklevel provider the previous year, as the agreed investments had not been implemented and
there was an increase in tariffs, which had not been stipulated in the contract.
35.
A second layer of tension was observed between local authorities and the central
Government, in particular, the degree of centralization or decentralization of water
provisions, as well as the roles of government at both the central and the local levels. The
Special Rapporteur emphasizes that institutionalized and constructive cooperation on
human rights between the central and local governments can have a positive impact on the
level of implementation of the international human rights obligations of the State (see
A/HRC/30/49, para. 21). The primary role to respect, protect and fulfil human rights lies
with the State, that is to say, the central Government, local authorities and the autonomous
regions of Azores and Madeira. The Special Rapporteur notes the need for the Government
of Portugal to stipulate explicit legal provisions that oblige local authorities and the
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